LEGAL NOTICE

Capital Quants Ltd ‐ Systematic Quantitative Research & Licensing

Effective Date: 09/02/2025

1. INTRODUCTION

This Legal Notice governs the use of proprietary systematic quantitative trading strategies ("Strategies") developed by Capital Quants Ltd ("Company", "we", "us", or "our"). By licensing or utilizing our Strategies, institutional clients ("Client", "you", or "your") acknowledge and agree to the terms outlined in this document. Capital Quants Ltd does not provide investment advice, broker-dealer services, or execution services. The Strategies are licensed strictly for use under agreed contractual terms and are not sold or transferred to any third party.

2. INTELLECTUAL PROPERTY RIGHTS

2.1. Ownership

All Strategies, including but not limited to proprietary algorithms, research methodologies, performance analytics, and software implementations, are the exclusive intellectual property of Capital Quants Ltd.

2.2. License Scope

Upon execution of a licensing agreement, the Client receives a limited, non-exclusive, non-transferable, and revocable right to use the Strategies solely for internal trading purposes. No ownership rights are granted.

2.3. Restrictions

The Client shall not:

Capital Quants Ltd reserves the right to audit compliance with these terms and may terminate the license in case of violation.

3. CONFIDENTIALITY & DATA PROTECTION

3.1. Confidential Information

All proprietary information shared by Capital Quants Ltd, including but not limited to algorithmic methodologies, performance metrics, research reports, and system architectures, shall be treated as Confidential Information.

3.2. Non-Disclosure Obligations

The Client agrees not to disclose, share, or use Confidential Information for any purpose other than internal operations. Disclosure to employees, affiliates, or advisors is permitted only under strict confidentiality obligations.

3.3. Data Protection & Security

Both parties shall implement reasonable measures to protect Confidential Information from unauthorized access, theft, or misuse.

4. NO GUARANTEE OF PERFORMANCE

4.1. Market Risks & Assumption of Risk

The Strategies are developed based on quantitative methodologies and historical data analysis. However, past performance does not guarantee future results. The financial markets are inherently volatile, and all trading carries risk.

4.2. No Fiduciary Responsibility

Capital Quants Ltd is not responsible for any financial loss, execution failure, or market impact resulting from the use of the Strategies. The Client assumes full responsibility for their investment decisions.

4.3. Limited Liability

To the maximum extent permitted by law, Capital Quants Ltd shall not be liable for:

5. COMPLIANCE & REGULATORY CONSIDERATIONS

5.1. Client’s Regulatory Obligations

The Client is solely responsible for ensuring that its use of the Strategies complies with all applicable financial regulations, including but not limited to:

5.2. Capital Quants Ltd’s Regulatory Status

Capital Quants Ltd does not act as a regulated investment advisor, broker-dealer, or financial intermediary. The Company provides research and strategy licensing services only.

5.3. No Investment Advice

Nothing provided by Capital Quants Ltd constitutes investment, legal, tax, or financial advice. Clients should seek independent professional advice before making investment decisions.

6. TERMINATION & REMEDIES

6.1. Termination of License

Capital Quants Ltd reserves the right to terminate a licensing agreement if the Client:

6.2. Post-Termination Obligations

Upon termination, the Client must immediately cease all use of the Strategies and return or destroy any related proprietary materials.

6.3. Legal Remedies

Capital Quants Ltd reserves the right to pursue legal action for any unauthorized use, disclosure, or distribution of its proprietary Strategies.

7. GOVERNING LAW & DISPUTE RESOLUTION

7.1. Jurisdiction

These terms shall be governed by and interpreted in accordance with the laws of [Jurisdiction], without regard to conflict of law principles.

7.2. Dispute Resolution

Any dispute arising under these terms shall be resolved through arbitration in [City, Country], unless both parties agree to an alternative dispute resolution process.

7.3. Injunctive Relief

Capital Quants Ltd may seek injunctive relief to prevent unauthorized use, disclosure, or misappropriation of its proprietary Strategies.

8. GENERAL PROVISIONS

8.1. Amendments

Capital Quants Ltd reserves the right to modify these legal terms at its discretion. Updates will be communicated to Clients.

8.2. Severability

If any provision of this document is found to be unenforceable, the remaining provisions shall remain in effect.

8.3. Force Majeure

Capital Quants Ltd shall not be liable for delays or failures due to events beyond its control, including natural disasters, cyber-attacks, regulatory changes, or market disruptions.

8.4. Entire Agreement

This Legal Notice, together with the executed licensing agreement, constitutes the entire understanding between Capital Quants Ltd and the Client regarding the use of Strategies.

CONTACT INFORMATION

For any legal inquiries, licensing matters, or compliance concerns, please contact:

Capital Quants Ltd
71-75 Shelton Street
London WC2H 9JQ
[email protected]